Business Continuity in these Challenging Times

By Peter Hall, Horizon’s Chief Information Officer Many of you will be aware of former U.S. Secretary of Defense, Donald Rumsfeld, and his now famous, or infamous speech depending on your point of view, quoting ‘known knowns, known unknowns, and unknown unknowns’. Although the language he used could be considered torturous, his tenet was a […]Continue Reading

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Why it’s time for your broker-dealer firm to update its data management infrastructure

By Horizon’s Chief Information Officer Peter Hall & Vanessa Malone Current data management landscape So far in 2020, FINRA has taken disciplinary action against 5 firms and 100 individuals for compliance issues surrounding information management or for failing to produce information in a timely manner.¹  With the world’s sudden and forced transition to remote offices […]Continue Reading

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